Omni Financial Advisory Group, Inc.
Omni Financial Advisory Group, Inc., is devoted to helping clients realize their life and financial goals through the use of a well thought out financial plan and the implementation of sound and prudent financial strategies.
Omni Financial Advisory Group, Inc., Greg Bayer and Sue Stahley provide professional advice and services to clients looking to accomplish their goals over the long term. By working together with us, clients can then devote their time and energy to the other important pursuits in life. Clients can work with Omni through a variety of sophisticated services including financial planning, goal setting, protection programs and asset management. In particular, Omni specializes in retirement planning, education planning and estate planning.
Greg has been in the business for over 25 years and currently holds the Certified Financial Planner (CFP™) designation. Sue has been in the business over 20 years. Both advisors are fully registered to practice financial planning including the Series 7 and 63 securities registrations as well as Life, Accident, and Life insurance licenses.
Securities and advisory services are provided by Cetera Advisors LLC, member FINRA, SIPC. Omni Financial Advisory Group, Inc. and Cetera Advisors LLC are not affiliated.
Our Broker/Dealer and Clearing Firm
Our Broker/Dealer is Cetera Advisors LLC,
is headquartered in Denver, CO.
Cetera Advisors LLC is a full-service securities and advisory firm offering efficient and convenient access to an extensive network of people, products and services to more than 1,100 financial professionals. Cetera Advisors is a member of Cetera Financial Group, Inc., which provides award-winning wealth management and advisory platforms, comprehensive broker-dealer and registered investment advisor services, and innovative technology for approximately 6,500 independent financial professionals nationwide.
Cetera Advisors is a member of the Securities Investor Protection Corporation (SIPC) and a member of the Financial Industry Regulatory Authority (FINRA). For more information, visit www.ceteraadvisors.com.
Cetera Advisors LLC uses Pershing as their clearing firm/transfer agent.
While a broker-dealer helps supervise and facilitate the trading that converts your cash into invested assets, those assets are actually held by a custodian. Cetera Advisors works with two custodians. Cetera Investment Services LLC custodies individual retirement accounts (IRAs) to ensure they meet Internal Revenue Code requirements for tax deferral. Pershing LLC custodies brokerage accounts (including the brokerage accounts within IRAs) and fulfills a legal responsibility for safeguarding your assets while also providing related administrative services on your behalf, including settlement of purchases, tax and account record keeping, monthly statements, confidentiality and data integrity protections, and more.
For detailed information on Pershing, you can visit their website at www.pershing.com